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Financial Regulatory

Businesses in the financial services industry are constantly integrating legal and regulatory change. Clients are looking for strategic regulatory advice with a clear roadmap for implementation. We help to provide this clarity by assessing the evolving regulatory landscape and understanding each client’s business.


New investors and control measures for institutional BE-REITs

Michael Schweiger strengthens our regulatory team

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Supporting your projects

Designing a project to implement regulatory change or analysing the scope of implementation can be a challenge. Whether you need to fully externalise, have us embed with the project team or act as a subject-matter escalation point, we will provide the appropriate legal support. You will also benefit from our firm-wide experience in our home markets and understanding of the nuances in each jurisdiction.

Solutions for regulatory change

Regulatory changes generally impact multiple parts of your business, potentially in multiple jurisdictions. Our Financial Regulatory Team has extensive in-house experience, in the banking or insurance sectors or in other corporate environments. We leverage this experience and provide contextual, bespoke advice.

Strategic Regulatory Advice & Client Focus

Timely and pragmatic advice to our clients regarding regulatory issues is a cornerstone of our practice. You can count on our assistance in these areas:

  • General regulatory advice;
  • Licensing, foreign entities and regulatory applications (launch of new products or market expansions);
  • On-site inspections;
  • Regulatory training for executives;
  • Drafting and review of internal policies, templates and guidelines to ensure regulatory compliance.